Asset Management & Broker-Dealers

Asset Management & Broker-Dealers

Helping you meet your compliance needs so you can focus on growing your business.

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Invest in Your Success

Invest in Your Success

When investments are your day’s work, you know the value of risk, but it’s an element best reserved for your portfolios, not your relationships with regulators.

Moss Adams helps more than 600 broker-dealers and alternative investment companies remain in compliance, adapt to changing regulations, and uncover opportunity by providing insight on tax-efficient structuring, planning, and operational efficiency.

You’ll work with professionals who not only have technical skills in accounting and compliance but also a nuanced understanding of your industry and its unique challenges. With offerings that span the full breadth of your needs, you can feel confident the right expertise is close at hand when you’re ready to grow or enter new business territory—and that your engagement team will work seamlessly to deliver a comprehensive solution.

Learn more about how we can serve your firm:

Asset Management

National Practice Leader

Bryan Cartwright
E-mail | (415) 677-8331

Regional Contacts


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