In an increasingly complex regulatory environment, compliance risk management is essential, whether to meet statutory requirements, adhere to practices in corporate governance, or reduce reputational risk. On the Risk Advisory & Compliance team, you’ll work with clients in three specific areas:
IT Compliance
Our IT Compliance team focuses on compliance around technology supporting financial compliance, ranging from internal financial audits, public company audit requirements, to IT internal control validation and audits for businesses processes and technology.
Day-to-day work on this team involves assessing internal controls, mitigating risks, conducting IT audit reviews, and implementing controls to promote compliance with regulatory requirements and industry practices. This team works in close contact with our firm’s Assurance and Internal Audit teams. Junior team members could be exposed to both System and Organization Control (SOC) Examination and IT Compliance engagements.
SOC Examinations
This team performs System and Organization Control (SOC) examinations for service organizations. They have direct interactions with clients who range in size from start-up to enterprise. Those who join this team will perform testing of security, IT, and business process controls as well as assist throughout all stages of SOC projects from initial client acceptance to on-the-ground reporting, through to final report issuance.
Internal Audit
Internal audits help clients achieve reliable financial reporting and regulatory compliance. As part of our internal audit team, you’ll help clients with both tasks while navigating risk through internal audits, Sarbanes-Oxley (SOX) consulting and compliance, process and control improvement, and internal controls reviews.
You’ll also help businesses mitigate the risk of fraud by evaluating the quality and effectiveness of their controls, providing solutions to improve their responses to warning signs, and lending your expertise to forensic investigations.