Streamline Annual Grant Audits with AI

Streamline Annual Grant Audits with AI

Presented on March 20, 2025

Tim Oakes, Partner, Equity Compensation Services
Austin Ulfers, Senior, IT Development & Integration Consulting Services

Grant audits are a highly regulated process, particularly when it comes to complying with Sarbanes-Oxley (SOX) controls. Whether it’s an annual or monthly grant, stock teams must ensure all data is accurate and compliant before approval, including checking for issues like terminations, incorrect grant dates, or improper vesting schedules.

AI not only helps mitigate the risk of non-compliance, but also streamlines workflows, reduces time spent on repetitive tasks, and improves overall accuracy.

Related Topics

Find Business Value with AI and Machine Learning

Explore how machine learning technology brings business value by leveraging data to accelerate high-level analysis.

Navigate Stock-Based Compensation

Efficient data transfer and a dependable reconciliation process are essential for navigating the T+1 settlement requirement.

4 Tips to Improve Equity Plan Efficiency

These tips can help equity professionals meet the SEC’s T+1 requirement, streamline processes, and reduce costs.

Improve 401(k) Plan Administration

Improve 401(k) plan administration with insights into administrative roles, challenges, and how to avoid risks.

Contact Us with Questions

First Name

Last Name

Email

Organization

Title

City

State

Phone

Additional Information

How did you hear about us?

I agree to the terms and conditions of the Moss Adams privacy policy <a href="/privacy" target="_blank">here</a>.

I agree to the terms and conditions of the Moss Adams privacy policy here.

The material appearing in this communication is for informational purposes only and should not be construed as legal, accounting, or tax advice or opinion provided by Moss Adams LLP. This information is not intended to create, and receipt does not constitute, a legal relationship, including, but not limited to, an accountant-client relationship. Although these materials have been prepared by professionals, the user should not substitute these materials for professional services, and should seek advice from an independent advisor before acting on any information presented. Moss Adams LLP assumes no obligation to provide notification of changes in tax laws or other factors that could affect the information provided.